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It is often treated as “asset management” rather than “sub-、”.
N。 has a long-term dividend of ETFs to build investment trusts. A minority is a company that pro ts such general asset formation.
However, it is not completely free.
I re internal rules by working at financial institutions, using undisclosed internal information, trading on company PCs during working hours. It is quite dangerous. It is a problem of 業 rules violation, information management violation, insider trading rather than secondary business prohibition.
First of all, "Investment of shares is asset management as a rule." However, it is easy to understand if you think about company rules and information management separately.
Is Sallyman's stock investment illegal?
Basically, it is not illegal to buy shares or investment trusts in your own money.
In Japan, individual asset management is free. N。, NA, NA, Investment Trust, ETF, Individual Shares and会社idends
Even in many companies, ordinary stock investments are treated as asset management rather than sub-。.
However, it’s too safe here.
Even if it is legally unlawful, it may violate the company’s rules and internal rules for each employee. In particular, in the financial industry, listed companies, IR, Accounting, Legal, and M&A departments, trading rules may be quite severe.
Why is it confされる with vice-される?
The reason why sub- and share investments are conf is that the stock investment has the premise of asset management and business-like activities.
| Investment Style | General view |
|---|---|
| N立 | Easy to see as asset management |
| Long-term investment trust and ETF | Easy to see as asset formation |
| Holding dividends | Easy to see as asset management |
| Daily trading | Easy to see obstacles to business |
| High-fr ency trading during working hours | It is easy to violate rules |
It is not a sub-operation when the profit comes out.
Points are co、ity, business performance, impact on the business, use of company equipment, and information management.
For example, if you buy index funds in NA every month, or you buy or sell tens of times on your company’s PC while working, it’s completely different from the company.
Cases that are generally difficult to solve
The following investments are difficult for many companies.
| Case | Reason |
|---|---|
| N立 | Easy to explain as asset management |
| Index investment | Low selling frequency and small impact on the business |
| Long-term ETF | Close to asset formation from機ulation |
| Holding dividends | Easy to maintain |
| Monthly Sales | It is difficult to handle sub-businesses outside business hours |
In fact, it is quite common to have a brokerage account.
What companies care about is that they do not have a negative impact on the business, use internal information, or damage the company’s credit.
Cases where caution is required
From here, it is quite practical.
Business Hours
会社のing the working hours of the company, you may be in violation of the rules by buying and selling frequently on your smartphone or by logging into your securities account on your company PC.
The problem is not whether stock investment is a sub-.
It is a problem that you are using work time for private use, using company equipment privately, and lacking focus on business.
In particular, day trade must continue to look at the market. If you do this while you work, it is not important to have a problem with the company.
InsiderTrading
This is the most important thing.
Trading stocks with unpublished information of the company may be affected by insider trading under the Financial Instruments and Exchange Act.
For example:
| Example of unpublished information | Notes |
|---|---|
| Financial Results | Changes in performance before presentation, etc. |
| M&A | Acquisition, TOB, Capital Alliance, etc. |
| New products and large contracts | Issues that may affect stock price |
| ・ | It is possible to become a serious information before publication |
It is not only our own shares.
It is also dangerous to use information of business partners, parent companies, subsidiaries, M&A partners, and listed companies.
We do not use the concept of "because it is a small amount", "because it is okay if it is a family name". As a beginner, it is better to be aware of this quite strongly.
Finance
In securities companies, banks, insurance companies, operating companies, audit corporations, and IR support companies, there may be strict internal rules for buying and selling individual shares.
Frequently Questions
| ルール | 内容 |
|---|---|
| Contact Us | In-house approval is required before buying and selling |
| 売買制限 | Prohibition of specific symbols and short-term trading |
| Report | You need to submit your stock or sales history |
| Blackout period | Prohibition of buying and selling for a certain period, such as before financial results |
| Contact Us | Transactions required by designated securities companies |
In the financial industry, it is treated as a problem of customer information, unpublished information, conflict of interest, and compliance rather than "whether it is a side business".
It is dangerous to start reading the rules of your company.
Is Daytrade a sub-operation?
The day trade itself is not just a sub-business.
However, it’s true that it’s easy to see problems from the company.
Simple.
Daytrade is easy to see the market. You can see the number of orders. When the profit is increased, it may be seen from the company side that "This is more close to business activities than asset management".
In particular, the following cases:
| Case | Risks |
|---|---|
| Keep looking at boards and charts while working | Disability of business |
| Trade with company PCs and company lines | Private use of company facilities |
| Buy and Sell Today | E er to business |
| Send investment advice on SNS | Leading to different regulatory and credibility issues |
If you are investing in your company safely, check your own funds, long-term investments, and company rules. The risk goes down even if you protect this four.
Points to see in the rules
Before you start investing in a share, you want to check with the rules and internal rules are:
| 項目 | See Points |
|---|---|
| Sub-Business | Is asset management excluded from the sub-operation? |
| Financial Instruments Trading Rules | Is there a limit for individual shares or short-term trading? |
| Information Management Rules | How the handling of unpublished information is determined |
| Uninterrupted | Are investment-related disse and advice problems? |
| Contact Us | Do I need a pre-application or report? |
If you do not know, it is practical to read the rules first, rather than asking human resources to do a strain.
If you are unsure of your decision by working at financial institutions or listed companies, it is safe to check with our internal compliance window.
Figure: Difference between asset management and attention area
How beginners can easily misunderstand
A common misconception is that it becomes a sub-business when a profit comes out.
This is a pretty理解erce understanding.
Even if you make a profit by investing, it is not just a sub-operation. If you are treated as a sub-business every time you profit from N。 or investment trust, the asset formation itself does not exist.
In addition to the company’s business model, the following points are:
| Easy to see | 内容 |
|---|---|
| Co ity | I have not traded for a long time |
| Business | Do you have investment advice or paid outsour ? |
| Business impact | Do you see the market while working? |
| Contact Us | Not using unpublished information |
| you are using your company name or position |
You can see the precincts of stock investments and sub-businesses in “how to do it” rather than “how to make money”.
How to start safe
It is simple and well at first if the staff starts relatively safe.
| 方法 | Reason |
|---|---|
| Nの | Easy to describe as asset formation |
| Index investment | Low sales frequency |
| Long-term ETF | There is no need to see the market for work hours |
| Small investment of dividends | Easy to reduce transaction count |
When you start with short-term trading, there are risks not only to invest, but also to keep in mind when you work.
At first, it is easier to choose an investment method that does not affect work.
Sallyman's stock investments are often treated as asset management rather than a sub-、.
N、, investment trust, ETF, and long-term investments are generally difficult to be a problem.
However, there is a completely different problem for transactions during working hours, use of company PCs, insider trading, and in-house rules violations in the financial industry.
Beginners are safe to check in the following order.
| Order | 内容 |
|---|---|
| Employment Rules | Read asset management and sub-business regulations |
| Internal rules | Check the Limitation of Financial Instruments Transactions |
| Contact Us | No unpublished information |
| Investment | Start working hours outside and over |
Stock investment is a means of asset formation. However, it is not possible to cancel the business priorities and information management.